Social media platform Reddit said Wednesday it has confidentially submitted a draft registration with the US Securities and Exchange Commission to go public on Wall Street. Reddit Inc said in a statement that it has “confidentially submitted a draft registration statement on Form S-1 with the Securities and Exchange Commission (the ‘SEC’) relating to the …
WASHINGTON—The Senate has approved President Joe Biden’s choice of Gary Gensler to head the Securities and Exchange Commission, signaling an emphasis on investor protection for the Wall Street watchdog agency after a deregulatory stretch during the Trump administration. The vote Wednesday was 53-45, mostly along party lines in the narrowly Democratic-controlled Senate, to confirm Gensler, …
Senate OKs Tough Former Regulator as Market Watchdog Chief Read More »
FILE PHOTO: The U.S. Securities and Exchange Commission logo adorns an office door at the SEC headquarters in Washington, June 24, 2011. REUTERS/Jonathan Ernst//File Photo/File Photo April 12, 2021 WASHINGTON (Reuters) – The U.S. Securities and Exchange Commission on Friday said it has found “potentially misleading” claims and inadequate controls around investing environmental, social and …
U.S. SEC review of socially responsible funds finds ‘potentially misleading’ claims Read More »
FILE PHOTO: The U.S. Securities and Exchange Commission logo adorns an office door at the SEC headquarters in Washington, June 24, 2011. REUTERS/Jonathan Ernst March 24, 2021 WASHINGTON (Reuters) – The top U.S. securities regulator on Wednesday adopted measures that would kick foreign companies off American stock exchanges if they do not comply with U.S. …
U.S. SEC begins rollout of law aimed at delisting Chinese firms Read More »
FILE PHOTO: The company logo for AT&T is displayed on a screen on the floor at the New York Stock Exchange (NYSE) in New York, U.S., September 18, 2019. REUTERS/Brendan McDermid March 8, 2021 By Chris Prentice WASHINGTON (Reuters) – The U.S. Securities and Exchange Commission on Friday sued AT&T Inc and three executives for …
U.S. SEC charges AT&T, executives with leaking information to analysts Read More »
FILE PHOTO: The U.S. Securities and Exchange Commission logo adorns an office door at the SEC headquarters in Washington, June 24, 2011. REUTERS/Jonathan Ernst//File Photo February 26, 2021 (Reuters) – Overstock.com Inc said on Friday it received a subpoena from the U.S. Securities and Exchange Commission in January, seeking information on the company’s 2019 …
U.S. SEC subpoenas Overstock, seeks information on 2019 retail forecast Read More »
FILE PHOTO: The U.S. Securities and Exchange Commission logo adorns an office door at the SEC headquarters in Washington, June 24, 2011. REUTERS/Jonathan Ernst/File Photo February 4, 2021 By Pete Schroeder WASHINGTON (Reuters) – The U.S. Securities and Exchange Commission is kicking off a renewed effort to overhaul rules around money market funds, soliciting public …
SEC seeks public input on possible money market fund reforms Read More »
A GameStop store is seen in New York, U.S., January 27, 2021. REUTERS/Nick Zieminski January 29, 2021 By Sagarika Jaisinghani and Medha Singh (Reuters) – The U.S. Securities and Exchange Commission waded into the battle between small investors and Wall Street hedge funds, warning brokerages and the pack of social-media traders that it was watching …
U.S. SEC scolds investors as GameStop jumps, short-selling war resumes Read More »
President-elect Joe Biden on Jan. 18 announced six additional picks for top administration posts, including two progressive allies of Sen. Elizabeth Warren (D-Mass.) for positions in financial sector oversight, in a move that suggests more aggressive regulation of big business. Biden has nominated a current member of the Federal Trade Commission (FTC), Rohit Chopra, to serve …
Biden Picks Warren Allies to Head Financial Sector Oversight Agencies, SEC, and CFPB Read More »
December 23, 2020 LONDON (Reuters) -Cryptocurrency XRP <XRP=BTSP> tumbled 24% on Wednesday after the U.S. Securities and Exchange Commission (SEC) charged associated blockchain firm Ripple with conducting a $1.3 billion unregistered securities offering. XRP, the third-biggest cryptocurrency by market value, dropped to as low as $0.33, its weakest in a month, after the announcement from …
Cryptocurrency XRP tumbles 24% after U.S. SEC charges Ripple | One America News Network Read More »
